Services

Audit and Assurance Services

Statutory and voluntary audits, group audits, controls audits, regulatory audits (client assets, safeguarding, Solvency II), reviews of financial information, agreed upon procedures, wider assurance.

During the course of our work, we perform an in-depth review of the business, which enables us to propose certain improvements in internal financial controls.

Financial Reporting Advisory Service

GAAP conversion, compilation of financial information, financial due diligence, financial statements, technical assistance with presentation and disclosures of IFRS, US GAAP and UK GAAP.

Internal Audit and Risk Management

Outsourced/co-sourced internal audit function, external quality assurance (EQA), Compliance assurance (monitoring and thematic), ESG consulting, climate risk assessment and disclosures, facilitating climate risk scenario analysis, SMCR/SIMR, culture and conduct reviews, alternative investments compliance, control framework benchmarking or gap analysis, capability assessments and effectiveness reviews, program review and target operating model (TOM) development.

Leadership

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Audit and Assurance Director

Tina Paine

Tina has spent most of her career working in Top 5 firms, where she has developed her financial services technical expertise and experience. She has been involved in leading the statutory and regulatory (where applicable) audits of private equity houses, investment managers, listed investment trusts and UCITS funds. She led the audit of a significant FTSE 250 company (with investment portfolio of over £15 billion). She managed the relationship for the CASS audit of organisations outsourcing their client money administration to one of the biggest TPA’s.

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ACA, FCCA, CPA Managing Director

Filip Lyapov

Filip is a senior statutory auditor who specialises in the financial services sector. Having worked in industry and with major audit firms for 27 years, both onshore and offshore, he merges financial compliance knowledge with hands-on technical expertise. Filip has delivered financial and regulatory audits for stand-alone entities and groups from the investment, insurance and banking sectors. He has helped clients improve their financial reporting and compliance.

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CIA, CFSA, FLMI Director, Head of Internal Audit

Arthur Flynn

Arthur is an internal audit, governance and risk professional with over twenty years’ experience in financial services. He has held in-house leadership and executive roles in internal audit and compliance in major banking, investment management and insurance companies.